NYS Notary Exam questions and Answers Latest Update 2023

A notary at the time of appointment must be either a NYS resident or have a place of business in New York State?
TRUE – a notary must also be a united states citizen at the time of appointment. however, the department of state, division of licensing services web site adds that notary may also be a permanent resident alien of the united states

A NYS resident notary public who moves out of NYS but still maintains a place of business in NYS can continue to be a notary in NYS?
TRUE – how if a non resident notary ceases to have a place of business in NYS, then he vacates his office as a notary public.

In certain situations, the Secretary of State is not required to satisfy himself of certain notary public requirements of an applicant, such as education?
TRUE- example, when applicant applies less than 6 months after his term of notary has expired, or upon the application of an attorney admitted to practice in NYS, and certain court clerks

The Secretary of State can remove a notary without serving a copy of the charges against him?
FALSE – the secretary of state must serve the charges and give him an opportunity to be heard.

No person shall be appointed a notary who has been convicted of any misdemeanor.
FALSE- a person cannot be appointed a notary if convicted of a felony

No person shall be appointed a notary public if he has been convicted unlawful possession or distribution of habit forming narcotic drugs?
TRUE – also cannot be appointed a notary if convixted of vagrancy or prostitution (unless the person was pardoned or received a certificate of good conduct from a parole board).

An attorney who is a notary public who moves to another state shall be deemed a resident of the county where he maintains an office in NYS?
TRUE – this section applies to attorneys who are admitted to practice in NYS and are counselors in the courts of record in New York State.

The secretary of state shall receive a fee of $20 for changing the name or address of a notary public
FALSE- the fee for changing the name or address of a notary public is $10. also, the fee for issuing a duplicate ID is also $10.

Only the secretary of state may issue a certificate of official character.
FALSE- the county clerk may also issue a certificate of office

The secretary of state shall collect $10 for the issuance of a certificate official character?
TRUE – the county clerk collects $10 for the filling of the certificate of official character and $5 for the issuance of a certificate of official character with seal attached

A certification of a notarial signature is issued by the court?
FALSE – a certification of a notarial signature is issued by the county clerk for a fee of $3

No person removed from commissioner of deeds in New York City is eligible for reappointment as commissioner of deeds
TRUE – also not eligible for appointment as a notary public

A commissioner of elections or inspector of elections is not eligible for the office of notary public.
FALSE- they are eligible for appointment as notary public

No person is eligible for the office of notary public who was convicted of a violation of the selective draft act of MAY 18, 1917?
TRUE- also not eligible if convicted of a violation of the selective training and service act of 1940

There shall be at least one person in the county clerk’s office who shall notarize documents for the public free of charge.
TRUE- that person shall be exempt from the notary public examination fee and application fee.

A member of the legislature may not be appointed a notary public?
FALSE- a member of the legislature may be appointed a notary.

A sheriff may be appointed notary public
FALSE- Sheriffs cannot hold any other office

A notary public shall not notarize a paper if he has a pecuniary interest in the transaction
TRUE- such notarization would be invalid

The signature and seal of the county clerk on a certificate of official character or authentication may be facsimile, printed or stamped.
TRUE- also may be photographed or engraved thereon

A notary shall be not be liable to the parties injured for damages sustained by them as a result of the notary public’s actions
FALSE- a notary public is liable for such damages

A person not commissioned a notary public who acts as a notary public is guilty of a felony.
FALSE- such a person is guilty of a misdemeanor. also fraud in office is also a misdemeanor

A notary public who is licensed as an attorney in NYS may substitute the words “attorney and counselor at law” for “notary public”
TRUE- also, in NYC all notaries must affix to each instrument their official number

No official act of a notary public shall be held invalid on account of failure to comply with the provisions listed in executive law 137
TRUE- however, if such notary willfully fails to comply, he shall be subject to disciplinary action by the secretary of state

a notary public who is an employee of officer of a corporation may not take an acknowledgment of such corporation if the notary public has a financial interest in the instrument.
TRUE- also if the notary public is a director or agent of such corporation

An official certificate of a notary may be valid even if his term of office had expired.
TRUE- also valid if there is a misspelling or other error made in his appointment or commission

An official certificate of a notary may be valid even if there was ineligibility of the notary to be appointed or commissioned
TRUE- also may be valid if there was an omission of the notary public to take or file his official oath.

An official certificate of a notary may be valid even if the notary had vacated his office by changing his residence or accepting another public office.
TRUE- also may be valid even if the action was taken outside the jurisdiction where the notary public was authorized to act

The term “lien” includes every written instrument by which any estate or interest in real property is created, transferred, mortgaged or assigned.
FALSE- the definition applies to the legal term “conveyance”

The term “conveyance” does not include a will or lease for a term not exceeding 3 years.
TRUE – also does not include an executor contract for the sale or purchase of lands

Acknowledgement or proof may be made before a justice of peace in a county containing town, village or city where he is authorized to perform duties
TRUE- applies also to town councilman, village police justice or judge of court of any inferior jurisdiction

Acknowledgement or proof of conveyance of real estate within NYS or of any other written instrument may be made only by a married woman.
FALSE- it may be made by a single woman or a married woman

A subscribing witness must state his place of residence but does not have to state that he knew or had satisfactory evidence of the identity of the person described in and how executed the instrument
FALSE- the subscribing witness must state that he knew the person described in and who executed the instrument or that he has evidence that he is the same person who was subscribing witness to the conveyance.

A person taking the acknowledgment or proof of a conveyance must endorse thereupon or attach certificate signed by a country clerk
FALSE- the certificate must be signed by the person taking the acknowledgment of proof

An officer who takes proof of conveyance or other instrument who is guilty of malfeasance is not liable for damages to the person injured
FALSE- he is liable for damages to the person injured

A conveyance of real property shall not be recorded unless it is in the english language.
FALSE- may be recorded if there is attached to it an official translation proved and authenticated in a manner required of conveyances for recording in NYS

A deposition (may/may not) be taken before a notary public in a civil proceeding?
a deposition may be taking before a notary public in a civil proceeding

Within __ days of the opening of a the safe deposit box, a copy of the notary public’s certificate must be mailed to the lessee at his last known postal address
10 days also the box cannot be opened by the lessor until 30 days after notice to the lessee

A notary public (has/has not) authority to solemnize marriages?
does not have authority, also a notary public may not take the acknowledgement of parties and witnesses to a written contract of marriage

The oath of a public officer (may/may not) be administered by a notary public.
An oath to an official may be administered by a notary public.

A person can act as an attorney in New York State only if admitted to practice as an attorney or counselor in the courts of record in NYS
TRUE- there is an exemption for the officers of societies for the prevention of cruelty and certain law students.

Notaries publics are prohibited from executing wills because they would thereby be acting as an attorney
TRUE- notaries public are expressly prohibited from drawing up wills.

a notary public is not a public officer
FALSE- a notary is a public officer and must not act without having and duly filed the required oath of office

A person who acts as a notary without having taken and duly filed the required oath of office is guilty of a _
misdemeanor, the oath must be as prescribed by law

A public officer cannot charge a fee, except where a fee or other compensation is expressly allowed by law.
TRUE- also a public officer cannot charge more for the service than is allowed by law

A public officer cannot receive a fee in advance of rending the service?
FALSE- a public officer can receive a fee in advance if the law allows. also, cannot charge a fee unless the service was actually rendered by him

An officer who violates the fee provisions is liable for treble damages to the person aggrieved
TRUE- also is liable for punishment prescribed by law for the criminal offense and removal from office

The maximum term of an indeterminate sentence shall be at least __ years.
3 years, the term is fixed by the judge

For a class _ felony, the term shall be fixed by the court and shall not exceed 7 years
D

A sentence of imprisonment for a class “a” misdemeanor shall be a _ sentence
maximum of one year of a misdemeanor

A person is guilty of forgery in the __ degree when he falsely makes, completes or alters a written instrument
Second degree

Forgery in the second degree is a class _ felony
D

Issuing a false certificate is a class _ felony
E

Official misconduct includes willfully committing an act relating to one’s office constituting an unauthorized exercise of his official functions
TRUE- also includes refraining from performing a duty which is imposed upon him by law or is clearly inherent in the nature of his office

An officer before whom an oath or affidavit may be taken is bound to administer the same when required.
TRUE- refusal to do so is a misdemeanor

A person is guilty of perjury if under oath or _ he has given false testimony
AFFIRMATION- the testimony must have been given on a material matter

An _ is formal declaration before an authorized officer by a person who has executed an instrument that such execution is his act and deed.
acknowledgement- the officer must know that the person making it is the person described and who executed the instrument

It is not essential that the person who executed the instrument sign his name in the presence of the notary.
TRUE- however, taking acknowledgements over the phone is illegal

A notary who takes an acknowledgment over the telephone is guilty of a _.
misdemeanor

Unless the person who makes the acknowledgment appears in front of the notary, the notary’s certificate that he so came is _.
Fraudulent

Making a false certificate is forgery in the _ degree
Second

A notary public (should/should not) take an acknowledgement to a legal instrument to which the notary is a party in interest.
should not

An (administrator/affiant) is a person appointed by the court to manage the estate of a deceased person who left no will.
administrator

a (statute/affidavit) is a signed statement, duly sworn, before a notary public or other officer authorized to administer oaths.
affidavit

An (attestation/apostile) is a department of state authentication attached to a notarized and county certified document for international use
Apostile

An (authentication/affirmation) is a certificate attached by a county clerk to a certificate of proof or acknowledgment or oath signed by a notary.
Authentication

Is an _ the witness certify that the instrument has been executed before them, and the manner of the execution of the same.
Attestation clause

An _ is a solemn declaration made by persons who conscientiously decline taking an oath
Affirmation

A __ is a written instrument given to pass title of a personal property from vendor to vendee.
bill of sale

__ is a writing or writings which evidence both an obligation to pay money and a security interest in specific goods
chattel paper

a __ is an instrument made subsequent to a will and attached to the will
codicil

_ is anything of value given to induce someone to enter into a contract
consideration

a _ is a copy of a public record signed and certified as true copy by the public official having custody of the original.
certified copy

Behavior that is disrespectful of the authority of a court which disrupts the execution of court orders is known as _
contempt of court

A _ is an agreement between competent parties to do or not do certain things for legal consideration.
contract

Generally, every instrument (except a will) by which any estate or interest in real property is created, transferred, assigned or surrendered is known as
conveyance

Another term for County clerk’s certificate is _
authentication

A _ is one who makes an oath to a written statement
deponent

A __ is the testimony of a witness taken out of court, before a notary or other person.
deposition

Constraint exercised upon a person whereby he is forced to do some act against his will is known as
duress

_ is the placing of an instrument in the hands of a person as a depository who on the happening of an event must deliver it to a third person.
escrow

An _ is one named in a will to carry out the provision of the will
executor

__ means to do a hearing or examination in the presence of, or on papers filed by, one party in the absence of the other
Ex parte

A __ is a crime punishable by death or imprisonment over one year
felony

A __ is a person in charge of a minor’s person
guardian

A _ is a decree of a court declaring that one party is indebted to another and fixing the amount of such indebtedness
judgement

The _ appoints and commissions notaries public in New York State.
Secretary of State

The jurisdiction of notaries public is __
New York State

Notaries public are appointed for _ years
4 years

Applications for notaries public are as prescribed by
the secretary of state

Attorneys and __ are exempt from taking the notary public exam
certain court clerks

Applicants for notary public must have the equivalent of a _ school education
common school

The _ may suspend or remove a notary public from office
Secretary of state

A person convicted of a _ cannot be appointed a notary public.
felony

A person convicted of unlawfully possessing or distributing habit forming narcotic drugs (can/cannot) be appoint a notary public
cannot

A person sought to be removed as a notary public must be served a copy of the charges
true

An oath of _ shall be submitted to the secretary of state with the application for notary public.
office

The fee for notary public appointment is __
$60

The notary public identification card contains the appointee’s name, address, county and __
commission term

The secretary of state must send $20 fee to the _ by the 10th day of the following month
county clerk

The _ makes an index of commissions and official signatures transmitted by the county clerk.
secretary of state

The __ issues reappointment commissions to notaries public
county clerk

the _ shall receive a fee of $60 from each applicant for reappointment
county clerk

The county clerk shall transmit to the secretary of state __ from the fee for reappointment
$40

Generally, the secretary of state shall receive a non refundable fee of __ for changing the name or address of a notary.
$10

The secretary of state may issue a duplicate identification card for a fee of _
$10

The county clerk where the notary commission is filed or the __ may certify as to the official character of such notary public
secretary of state

The secretary of state shall collect for a certificate of official character issued by him the sum of $____
$10

The county clerk charges a fee of $__ to file a certificate of official character
$10

A person convicted of a violation of the selective draft act of the US (is/is not) eligible for appointment as notary public?
is not

Each county clerk shall designate at least __ of his staff to act as notary public to notarize documents during business hours at no charge
one

A sheriff (may/may not) hold another office?
may not

A member of the legislature (may/may not) be appointed a notary public
may

A notary public who is pecuniarly interested in a transaction (is/is not) capable of acting as a notary public in that case

Notaries public are commissioned by _____________

The Secretary of State

Image: Notaries public are commissioned by _____________

A/An _________ may be appointed a notary public without an examination

an attorney admitted to practice in New York State (bonus point: also exempt are officially appointed Court Clerks in the NY State court system)

Image: A/An _________ may be appointed a notary public without an examination

True/False:

Non-residents of New York state who have offices or places of business in the state may also become notaries.

True.

An office or place of business is sufficient.

Image: True/False:

Non-residents of New York state who have offices or places of business in the state may also become notaries.

Notary Public

(The full definition, as laid out in NY state law.)

public officer who executes acknowledgements of deeds or writings in order to render them available as evidence of the facts therein contained; administers oaths and affirmation as to the truth of statements contained in papers or documents requiring the administration of an oath.

Image: *Notary Public*

(The full definition, as laid out in NY state law.)

Laches

The delay or negligence in asserting one’s legal rights.

Image: *Laches*

The (1)_________ and (2)__________ of the notary must be filed in the office of the county clerk of the county where the notary is located, or has office or place of business

1) oath of office, 2) signature

Affiant

The person who makes and subscribes their signature to an affidavit. (Hint: the term ‘affiant’ may be used interchangeably with the word deponent… remember this.)

Extra credit, from NY State Law.
Fill in the blank:

“Use of the office of notary in other than the ___________ procedure required is viewed as a serious offense.”

“specific, step-by-step”

Image: *Extra credit*, from NY State Law. 
Fill in the blank:

"Use of the office of notary in other than the ___________ procedure required is viewed as a serious offense."

True/False:

A notary public is allowed to administer an oath to herself or himself under certain circumstances (by a requesting judge in a civil trial, or at the request of the Secretary of State)

False.

A notary public can never administer an oath to themselves.

True/False:

A jurat is not the affidavit.

True.

The jurat is the specific part of the document where the notary public certifies that the document was sworn to before her or him in person. The key words here are: sworn and in person.

Guardian

A person in charge of a minor’s person or property.

Image: *Guardian*

Bonus:
(From NYS Notary License Law)

“Equally unacceptable to the Secretary of State is the __________ administration of oaths.”

“slipshod”

Image: Bonus:
(From NYS Notary License Law)

"Equally unacceptable to the Secretary of State is the __________ administration of oaths."

The simplest form in which an oath may be administered:

“________________________?”

“Do you solemnly swear that the contents of this affidavit subscribed by you is correct and true?”

Image: The simplest form in which an oath may be administered:

"________________________?"

A/An ______________ may be used for persons who conscientiously decline taking an oath.

An affirmation

Image: A/An ______________ may be used for persons who conscientiously decline taking an oath.

Escrow

The placing of an instrument in the hands of a person as a depository who on the happening of a designated event, is to deliver the instrument to a third person. This agreement, once established, should be unalterable. (Often an attorney, but not always)

Image: *Escrow*

As best you can, name the activities (involving the practice of law) that are prohibited by a notary public.

May not _______
May not ______
etc.

(How many are listed?)

Four things listed:

1. May not give advice on the law
2. May not ask for and get legal business to send to a lawyer
3. May not divide or agree to divide their fees with a lawyer
4. May not advertise or circulate in any manner that they have powers or rights not granted by law

Image: As best you can, name the activities (involving the practice of law) that are prohibited by a notary public.

May not _______
May not ______
etc.

(How many are listed?)

What document is a notary never to acknowledge?

A will

Image: What document is a notary never to acknowledge?

What is New York County also known as?

Manhattan.

True/False:

The Secretary of State must have notaries commissioned in every county, and no more notaries per county than are residents of that county.

False. Unlimited number. There is no restriction to the number of notaries the Secretary of State can appoint.

How long is the term of a notary public?

4 years

Image: How long is the term of a notary public?

True/False:

A notary public for New York must have their primary residence in New York

False. An office or place of business is enough. Many people live in NJ or CT and commute to work in Manhattan, for example. They still qualify because their workplace is in NY state.

True/False:

A notary public must be a United States citizen, or an illegal alien with court appointed guardian.

False. No illegal aliens.

Image: True/False:

A notary public must be a United States citizen, or an illegal alien with court appointed guardian.

What is Kings County also known as?

Brooklyn.

1) What are the qualifying requirements for notary public applicant by the Secretary of State? 2) How many requirements are there?

Must have ______
Must be _____
Have ________ etc

There are 3 qualifying requirements.

1: applicant must have good moral character
2: common school education (or equivalent)
3. must be familiar with duties and responsibilities of a NP

Note that the law does not require a HS diploma or college degree. The law simply says ‘common school education’.

Image: 1) What are the qualifying requirements for notary public applicant by the Secretary of State? 2) How many requirements are there?

Must have ______
Must be _____
Have ________ etc
...

Ex Parte

(Latin, means “From One Side Only”.)
A hearing or examination in the presence of, or on papers filed by, one party and in the absence of the other.

Define an “administator”
(in notary public terms)

A person appointed by a court to manage the estate of a deceased person who left no will

Plaintiff

A person who starts a suit or brings an action against another.

Image: *Plaintiff*

True/False:

Official character cards are issued by the Secretary of State and are filed with a county clerk.

False.

County clerks issue official character cards (to be filed with other county clerks).

Within what period of time after the expiration of their term must a NP reapply to avoid having to re-qualify?

6 months

Image: Within what period of time after the expiration of their term must a NP reapply to avoid having to re-qualify?

Define an “acknowledgement”
(in notary public terms)

A formal declaration by a person executing a document that such execution is their own act and deed.

Under what circumstance is the renewal period for the expiration of a notary public term extended? What is the period of extension? Restrictions?

Those notaries who became enlisted in the military are given 1 year to reapply after the end of their term after leaving the military. It must be an honorable discharge, however.

Statute of Limitations

A law that limits the time within which a criminal prosecution or a civil action must be started.

True/False:

The NP serves at the discretion of the Secretary of State (SOS), and may be immediately suspended or removed by the SOS for any misconduct

False.
Not immediately. The notary public (charged with misconduct) must be given a copy of the charges and have an opportunity of “being heard”, as per State law.

1) What are the convictions (other than a felony) which disqualify a notary public from taking office? 2) How many of these are listed?

There are 7 disqualifications (other than a felony).

They are:
– illegal weapons. illegally using/carrying/possessing a pistol or dangerous weapon
– making or possessing burglar’s instruments
– buying/receiving/possessing stolen property
– unlawful entry of a building
– aiding escape from prison
– possessing or distributing habit-forming narcotic drugs
– vagrancy or prostitution

Are there any exceptions to the disqualifications (misdemeanors/felonies) that allow a NP to take office?

Yes.
An executive pardon, a Certificate of Relief from Disabilities, or a Certificate of Good Conduct.

True/False:

An attorney who is a notary public who moves out of NY State, but who keeps an office in NY State, is not deemed a resident of that county where she or he is a notary public, but they are still allowed to keep their notary public license.

Trick question. False.

As per State notary law they are still deemed a resident of their NY county just by keeping an office or place of business in that county. (Don’t complain about trick questions, the exam will definitely have a few…)

True/False:

A person convicted of assault or illegally carrying a weapon is disqualified from being a notary public

False. Assault is not listed as a disqualification. Carrying an illegal weapon, yes.

Check other question card(s) or study the NYS License Law document for the full list…

Image: True/False:

A person convicted of assault or illegally carrying a weapon is disqualified from being a notary public

Lease

A contract whereby, for a consideration, usually termed rent, one who is entitled to the possession of a real property transfers such right to another for life, for a term of years, or at will.

Image: *Lease*

When applying to be a notary public, what thing(s) other than fees must be submitted to the Secretary of State along with the application?

1) the oath of office (itself notarized)
2) official signature of the new NP

True/False:

Under NY State law, NY State notaries are allowed to notarize documents in New Jersey if the person(s) signing the document can prove a physical residence in New York state (with ID, etc).

False.

NY State notaries can only notarize documents in the geographical boundaries of NY state. No exceptions.

To whom do you apply to be a Notary Public? And how much is the fee?

The Secretary of State. $60.

Image: To whom do you apply to be a Notary Public? And how much is the fee?

True/False:

All notary publics when appointed will receive an official notary public stamp and ID card.

False.

You only get a (paper) ID card. Go buy the rubber stamp yourself.

Image: True/False:

All notary publics when appointed will receive an official notary public stamp and ID card.

Codicil

An instrument made subsequent to a will and modifying it in some respects.

Image: *Codicil*

True/False:

A notary public who moves out of State but maintains an office or place of business in the State does not vacate their office as a notary public.

True.

But once they cease to live in the State (or have an office or place of business), their office as notary public is vacated.

Image: True/False:

A notary public who moves out of State but maintains an office or place of business in the State does not vacate their office as a notary public.

True/False:

A person convicted of unlawful entry into a building can be disqualified from being a notary public

True.

Image: True/False:

A person convicted of unlawful entry into a building can be disqualified from being a notary public

In terms of record keeping, the law states:

The (1) _____________ shall make a proper index of (2) ____________ and (3) ____________ transmitted to that office by the Secretary of State.

1) county clerk
2) (notary public) commissions
3) official signatures

[For answer #1? Read the whole statement through… the only possible answer was the county clerk.]

True/False:

Taking acknowledgements and affidavits over the telephone can be legal in certain circumstances as long as it is formalized in writing soon after.

False.

Nothing can be notarized over the telephone, under any circumstances.

Image: True/False: 

Taking acknowledgements and affidavits over the telephone can be legal in certain circumstances as long as it is formalized in writing soon after.

The (1) _____________ shall receive a non-refundable application fee of (2)_______ from each applicant for reappointment.

1) County clerk. Note the word reappointment here. The original application to be a notary public goes to the Secretary of State, but subsequent renewals go to the County Clerk where the notary public is registered. This is a very important distinction to remember. Every 4 years you renew with your particular County Clerk, not the Dept. of State.

2) $60

True/False:

The name and address of a Notary Public may be changed during the time of their commission as well as at reapplication/renewal.

True. There is a $10 fee to change a name or address mid-term, but there is no additional charge if done at the same time as the regular renewal process. (The $60 renewal fee covers any name or address changes. Just make any needed changes on the renewal form.)

Image: True/False:

The name and address of a Notary Public may be changed during the time of their commission as well as at reapplication/renewal.

Instead of an oath, this affirmation is legally equivalent to an oath and just as binding:

“__________________?”

“Do you solemnly, sincerely and truly declare and affirm that the statements made by you are true and correct?”

Duress

Unlawful constraint exercised upon a person whereby he is forced to do some act against his will.

Image: *Duress*

True/False:

A lost, stolen, or damaged card can be replaced. It must bear the word “UNOFFICIAL COPY” across the face of it.

False. Cards can be replaced for a $10 fee, but it will have the word DUPLICATE across the face of it.

PS: Don’t think you won’t get tricky questions like this on the exam. And btw, a duplicate is a lot better than an unofficial copy…

Image: True/False:

A lost, stolen, or damaged card can be replaced. It must bear the word "UNOFFICIAL COPY" across the face of it.

Do your best and define “Taking an Acknowledgement” in notary public terms…

(This is the full definition as given in NY State law)

The act of the person named in an instrument telling the notary public that she or he is the person named in the instrument and acknowledging that she or he executed such instrument. (Also includes the act of the notary public in obtaining satisfactory evidence of the identity of the person whose acknowledgement is taken.)

The notary public “certifies to the taking of an acknowledgement” when the notary signs her or his official signature to the form setting forth the fact of the taking of the acknowledgement.

Deposition

(The full legal definition, according to the Dept. of State)

The testimony of a witness taken out of court or other hearing proceeding, under oath or by affirmation, before a notary public or other person, officer or commissioner before whom such testimony is authorized by law to be taken, which is intended to be used at the trial or hearing.

1) What is the document called that certifies the commission of a notary public in another county? 2) How much does a county clerk charge to receive and file such a card in their records?

1) Certificate of Official Character. 2) $10 filing fee. (Remember this specific dollar amount for the exam. Actually… study carefully and remember all the fees listed in the Notary License law PDF file from the Dept. of State)

Quiz:

As a notary, you are qualified in New York County. When writing out your check to pay for your notary renewal, you will make the check payable to:

a) New York County Department of State
b) New York County Clerk
c) New York Department of State
d) New York State Division of Licensing
e) It is not possible to be qualified in New York County

b) The New York County Clerk

Fill in the blank:

“An instrument with such certificate of authentication of the county clerk affixed thereto shall be entitled to ___________”

(Hint: this is why a notarized document is valuable)

to be read in evidence (in a court, etc)

Image: Fill in the blank:

"An instrument with such certificate of authentication of the county clerk affixed thereto shall be entitled to ___________"

(Hint: this is why a notarized document is valuable)

True/False:

A person once removed from office as a notary public can be reapply only after a period of seven years and a new exam and application.

False.
They are never eligible again.

Image: True/False:

A person once removed from office as a notary public can be reapply only after a period of seven years and a new exam and application.

To sign or execute any instrument as a notary public after the removal from office as a notary public is a _________ crime

Misdemeanor. (Important – remember the specific criminal level of each type of notary public misbehavior/crime.)

Image: To sign or execute any instrument as a notary public after the removal from office as a notary public is a _________ crime

Fill in the blank:

“A commissioner of __________ or inspector of ________ is eligible for the office of notary public.”

(hint: it’s the same word twice)

Elections. Commissioners and inspectors of elections can be notaries public.

Image: Fill in the blank:

"A commissioner of __________ or inspector of ________ is eligible for the office of notary public."

(hint: it's the same word twice)

How many counties are there in New York state?

a) 16
b) 60
c) 12
d) 62
e) 14

D. 62 counties

Oath

(The full definition as given in NY State law)

A verbal pledge given by the person taking it that her or his statements are made under an immediate sense of this responsibility to God, who will punish the affiant if the statements are false.

Image: *Oath*

(The full definition as given in NY State law)

Quiz:

An ‘official character card’ allows you to:

a) notarize documents in another county
b) notarize and take oaths in another county
c) allow you to notarize documents outside the state of NY
d) only establishes ‘good moral character’ for use in courtrooms
e) have your signature on file in another county

e) an official character card keeps your signature on file in another county

True/False:

When a notary public marries and changes their name, they must continue to use the name on their first/original commission for all notarizations, but upon renewal they are allowed to choose one name or use both, adding their new married name in parentheses.

False.

Wrong on both counts, actually. If a notary changes their name mid-term, they can add their new name (in parenthesis) immediately. Upon renewal after their 4 year term is over they can use either name, whichever they choose, but not both. They have to pick one.

What is the crucial difference between an ‘acknowledgement’ and a ‘jurat’ in notarizing documents?

In a jurat, the affiant (signer) takes an oath before signing the document.

Fill in the blank:

(This is a special addendum added to the disqualifications list in notary license law.)

“No person is eligible for the office of a notary public who has been convicted of a violation of (1) ___________, or the (2) ________________.”

1) selective draft
2) federal selective training and service act

Image: Fill in the blank:

(This is a special addendum added to the disqualifications list in notary license law.)

"No person is eligible for the office of a notary public who has been convicted of a violation of (1) ___________, or the (2) ________________."

True/False:

Each county clerk must designate at least one free notary public among their staff to be available during a clearly designated and published day (or days) of the week.

False.

Trick question. A county clerk must designate at least one person from their staff to act as a notary public, free of charge, and the notary must be available during all normal business hours. (Not a selected day or days. The law states ‘all normal business hours’.)

True/False:

The privileges and rights of a notary public are personal and cannot be delegated to anyone except a direct supervisor.

False.
It cannot be delegated to anyone.

[In American English] what is the plural form of notary public?
__________________________

notaries public

(Similar to ‘attorneys general’, ‘surgeons general’, etc. Compound noun plural possessive…)

Lien

A legal right or claim upon a specific property which attaches to the property until a debt is satisfied.

Image: *Lien*

In what specific case is a notary public always disqualified in notarizing any document?

If they have an interest in the case. (They are a party to any money, property, or mortgage involved, or are a trustee.) If the notary public is financially or beneficially interested in the conveyance or instrument, that document becomes a ‘nullity’ with no legal effect.

Executor

One named in a will to cary out the provisions of the will.

In New York State, what is an official title similar to that of a Notary Public (often obtained by legal staff)?

Commissioner of Deeds

Image: In New York State, what is an official title similar to that of a Notary Public (often obtained by legal staff)?

Consideration

Anything of value given to induce entering into a contract. It may be money, personal services, or even love and affection. (Yes, that means sex as well.)

Image: *Consideration*

Quiz:

Two New York county notaries live in Tribeca, and work together in the same office in Harlem. One notary moves to an apartment in Hoboken, and the other to an apartment in Long Island City. They still work in the same office together, but which one gets to keep their New York county license?

The notary who moved to Hoboken.

As per state law, a notary must be registered in the New York county of their personal residence. The only exception is when a notary moves outside NY state… in this case they can keep a notary license in the New York county where their office is located.

Hoboken is in New Jersey, so this notary gets to keep their notary license registered in New York county where they have their place of business.

Long Island City is in Queens, so this notary has to register with the Queens county clerk from now on, even if their place of business is still in Manhattan. It doesn’t matter anymore. Once you live in a different NY county, that is where you must register your notary license.

True/False:

The official signature of a county clerk on a certificate of authentication of a notary public may be a facsimile (printed or stamped, photographed etc).

True.

(This applies to the county clerk herself/himself, not notaries public.)

Power of Attorney

A written statement by an individual giving another person the power to act for her or him.

Image: *Power of Attorney*

True/False:

As a New York state notary, your signature can now be verified/authenticated in any county within the State.

False.

Your official signature is kept on file in the county in which you live and first registered in. If you want to have a signature kept on file in other counties, you have to file an ‘Official Character Card’ in those counties as well.

True/False:

A notary public can notarize documents of other countries and nations.

True.
“… the laws of any other government or country may be exercised and perfomed by notaries public, provided that when exercising such powers s/he shall set forth the name of such other jurisdiction.”

(see NYS notary license law document, and note exception with documents for foreign consular offices)

Bill of Sale

A written instrument given to pass title of personal property from vendor to vendee

Image: *Bill of Sale*

True/False:

The Secretary of State may discipline a notary public for misconduct, but they cannot be held liable for monetary damages.

False.
The NP may be disciplined, and the notary public guilty of misconduct is liable to the parties injured for all damages sustained by them.

Image: True/False:

The Secretary of State may discipline a notary public for misconduct, but they cannot be held liable for monetary damages.

Will

The disposition of one’s property to take effect after death.

Image: *Will*

How much can a NP charge to notarize (1) a formal protest (for nonpayment)? And how much for (2) each subsequent notice?
(3) What is the limit of notices that can be sent?

(1) 75 cents. (2) 10 cents. (3) Five notices maximum.

(These ‘protests’ are rarely issued these days, but you still need to remember it for the exam. Remember the specific details above.)

True/False:

The punishment for acting as a notary public while not being appointed one (aka fraud) is a class E felony.

False. It’s a misdemeanor

Study the 3 F’s in notary public crime:
Fraudulent certificates (misdemeanor)
False certificates (felony)
Forged certificates (felony)

Conveyance (Deed)

Every instrument, in writing, except a will, by which an estate or interest in real property is created, transferred, assigned or surrendered.

True/False:

A notary public who is not an attorney admitted to practice in NY may not advertise legal advice, or give legal advice, unless posted clearly that they are not an attorney.

False.
Even if posted that they are not an attorney, a NP still may not give legal advice on any matter (unless actually a practising attorney who has passed the bar and is in good standing).

Image: True/False:

A notary public who is not an attorney admitted to practice in NY may not advertise legal advice, or give legal advice, unless posted clearly that they are not an attorney.

The civil penalty (maximum) for a NP advertising or implying that they can give legal advice is $________________

$1,000

Image: The civil penalty (maximum) for a NP advertising or implying that they can give legal advice is $________________

How much can a NP charge for administering an oath of office or affirmation to a public official?

Zero.
No fee can be charged for these specific services. Note that it says public official. These people are protected from fees, and their oaths must be notarized free of charge.

To take and certify the proof of execution of each additional person on a document, the notary public may charge a maximum of $_______

Still $2.
It’s $2 for first person, and $2 for each additional person.

True/False:

A notary public can issue certified copies of documents signed by them and within their county of residence.

False.

Never acceptable. A ‘certified copy’ is issued only by the legal custodian of the original document. This is usually a court, a government agency, etc.

Image: True/False:

A notary public can issue certified copies of documents signed by them and *within their county of residence*.

Venue

The geographical location where a notary public takes an affidavit or acknowledgement. This is very important. Every affidavit or certificate of acknowledgement should show on its face the venue of the notarial act.

For example: “State of New York, County of Queens”… or “State of New York, County of Richmond” etc.

Look on the top of any court document and you will see a venue clearly stated. It is also often found near the acknowledgment section near the signatures.

[Pro tip: this is the one of the biggest mistakes notaries public make… not clearly understanding what a venue is. It’s not what’s in your notary stamp. Without a clear venue on each document, your documents could be rejected by a court, the county clerk, and/or the Dept. of State. Laws are different in different locations, so the geographical location where the document was signed is important.]

True/False:

An official act of a notary public will be held invalid if it does not have their details of their ID number and county of qualification clearly stated.

False.

“No official act of such notary public shall be held invalid on account of the failure to comply with these provisions.”

(For example, their number not being listed correctly, or inaccurate county attribution. Unintentional mistakes happen.)

Fill in the blank:

“In all the courts within this State the (1) ________ of a notary public, over their (2) ________, shall be received as (3) _____________ contained in such certificate….”

1) certificate
2) signature
3) “presumptive evidence of the facts”

Image: Fill in the blank:

"In all the courts within this State the (1) ________ of a notary public, over their (2) ________, shall be received as (3) _____________ contained in such certificate...."

A notary public cannot authenticate or administer an oath on any document for a corporation in which s/he is a ____________, _________, ____________ or ________________.

There are 4 to remember:
DirectorOfficerStockholder, or Employee.

Perhaps remember it as a lethal DOSE.

Director
Officer
Stockholder
Employee

Image: A notary public cannot authenticate or administer an oath on any document for a corporation in which s/he is a ____________, _________, ____________ or ________________.

Misdemeanor

Any crime other than a felony

Judgment

Decree of a court declaring that one individual is indebted to another and fixing the amount of such indebtedness.

Image: *Judgment*

A notary public may not “protest any negotiable instruments owned or held for collection [by a ] corporation, if such notary public be (1) ____________ to such instrument, or have (2) ____________ in the subject of same.

1) individually a party to such instrument
2) have a financial interest in [it]

If you live in Ulster county but have an office in New Jersey and filed an ‘official character card’ in New York county, who would send out your notary renewal form?

The Ulster county clerk.

As a notary, your license is registered in the NY county of your residence. (The only exception are notaries who live outside NY but have a work/office in NY state.)

Litigation

The act of carrying out a lawsuit

Image: *Litigation*

Certified Copy

A copy of a public record signed and certified as a true copy by the public official having custody of the original.

Note: a notary public has no authority to issue certified copies. Also, notaries must not certify to the authenticity of legal documents and papers required to be filed with foreign consular officers.

Unintentional errors are not enough to disqualify or render ‘defective’ a notarized document… however, name some of the ‘defects’ which do make the act of a notary public invalid. (Hint: there are 6 possible)

J – Jurisdiction issues. The NP is outside their jurisdiction as a notary. (Outside the State of NY)

M – Misspelling or misnomer with their name in their original commission as NP.
O – Omission of the NP’s official oath on file
V – Vacating office by change of residence, acceptance of another public office, or other action on their part
I – Ineligibility (they were not appointed as a NP)
E – Expiration of the NP’s term

“J MOVIE”

Acronym: Think of a horror film or a bad film that starts with J and ruins everything. Jackass? Jaws? Pick your J…

True/False:

Town councilpersons are allowed to acknowledge written conveyances of real property

True… anywhere within the county containing the town, village, or city in which they are authorized to perform official duties

Image: True/False:

Town councilpersons are allowed to acknowledge written conveyances of real property

True/False:

There is a legal difference between the acknowledgement of a conveyance of real property if a woman is married or unmarried.

False.
Married same as unmarried. Section 302.

Image: True/False:

There is a legal difference between the acknowledgement of a conveyance of real property if a woman is married or unmarried.

Fill in the blank:

An acknowledgement must not be taken by any notary public unless she or he knows or has “______________” that the person making it is the person described in and who executed such instrument.

“satisfactory evidence”

True/False:

A witness to a document must give their place of residence, and if in a city, the street and street number, and be known to the person for at least two (2) years.

False.
No need for a two year requirement. They just state their residence, street, and street number if applicable.

Quiz:

venue is:

a) The county that the notary is qualified in
b) The county where the notary signs the document
c) The State of New York (for NY State notaries)
d) A county where a notary has an official character card on file

B. The county where the notary signs the document

True/False:

All documents must be in the English language, unless a “sufficiently accurate” translation is attached to it.

False.
It must be a translation that is also notarized, proved and authenticated by a person designated for translations in that county, or done by a judge. So ‘sufficiently accurate’ is not enough. It has to be a certified as a translation.

Image: True/False:

All documents must be in the English language, unless a "sufficiently accurate" translation is attached to it.

True/False:

A notary public may take acknowledgements and oaths anywhere in the State.

True.
The need for a “certificate of authentication” in various counties has been abolished. However, the cert may still be required where the instrument is to be recorded or used in evidence outside the jurisdiction of the State.

Quiz:

If your character card came in the mail from the Dutchess County clerk and you need to file it Orange County but have an office in Kings County, who would you file it with?

The Orange County clerk.

Kings county has nothing to do with it. Don’t mail it back to Dutchess county either. Order your card from the county clerk you are registered with (qualified), and mail it where you need to mail it.

Contract

An agreement between competent parties to do or not do certain things for legal consideration, whereby each party acquires the right to what the other possesses.

Image: *Contract*

True/False:

Notarized documents must always be hard copy, except for depositions.

False:
It’s not depositions that are the exception.

As of 9/23/2012, county clerks may receive and record “digitized paper documents” and electronic records affecting real property, including real property transfer documents such as deeds, mortgages, notes and accompanying documents.

Attestation Clause

The clause in a document wherein the witnesses certify that the instrument has been executed before them, and the manner of the execution the same (as stated).

True/False:

A notary public is required to be in attendance at the opening of a safe deposit that is past due or past the end of its lease.

True.
The NP certifies the (1) date the safe deposit box was opened, the (2) name of the lessee of that box, and a (3) list of its contents. Remember these three specific actions. Date/ Name / List.

Image: True/False:

A notary public is required to be in attendance at the opening of a safe deposit that is past due or past the end of its lease.

A deposition can be taken before a notary public in a ______ proceeding

Civil

Image: A deposition can be taken before a notary public in a ______ proceeding

True/False:

A notary public is considered a public official

True.

Contempt of Court

Behavior disrespectful of the authority of a court which disrupts the execution of court orders.

Image: *Contempt of Court*

Quiz:

How long does a notary have to renew their license after it expires to avoid having to retake the exam?

A) 90 days
B) 1 year
C) Zero. There is no grace period.
D) 60 days
E) 6 months

E. 6 months

True/False:

A notary public has no authority to solemnize marriages, but they make take acknowledgements of witnesses to a marriage or marriage contract as long as they are known to them, or are provided sufficient evidence as to their identity.

False. No marriages, and no authenticating witnesses to it either.

Image: True/False:

A notary public has no authority to solemnize marriages, but they make take acknowledgements of witnesses to a marriage or marriage contract as long as they are known to them, or are provided sufficient evidence as to their identity.

Deponent

One who makes oath to a written statement. Technically, a person subscribing a deposition but used interchangeably with “Affiant.”

True/False:

Counseling and advising someone in conversation is not considered “giving legal advice”.

False.
“counsel and advice, drawing agreements, incorporation documents, drafting legal documents of all kinds…” is all considered law practice and is illegal for a notary public (unless admitted to practice as an attorney in NY State)

True/False:

A plaintiff can get double damages if a notary public violates the rules for fees they can charge

False.
It’s treble (triple) damages

Image: True/False:

A plaintiff can get double damages if a notary public violates the rules for fees they can charge

True/False:

The fee for taking an oath of office to any public officer or public employee can not be more than $1.

False:
It must be free, done at no charge.

Image: True/False:

The fee for taking an oath of office to any public officer or public employee can not be more than $1.

True/False:

A notary public can be removed from office for taking an oath of an affiant to a statement that they knew to be false or fraudulent.

True.

Chattel

Personal property, such a household goods or fixtures

Image: *Chattel*

Authentication (Notarial)

A certificate subjoined by a county clerk to any document signed by a notary; this county clerk’s certificate authenticates or verifies the authority of the notary public to act as such.

Fill in the in blank:

“A person is guilty of forgery in the second degree when, with intent to defraud, deceive or injure another, he falsely ________, _________, or ______ a written instrument….”

makes, completes, or alters

Image: Fill in the in blank:

"A person is guilty of forgery in the second degree when, with intent to defraud, deceive or injure another, he falsely ________, _________, or ______ a written instrument...."

Forgery in the second degree is a _________ felony

Forgery is a Class D felony, second degree.

… Think of a little Jawa fellow trying to sell a forged r2-D2 to Luke Skywalker. D2 = Class D Felony, 2nd Degree.

A public official issuing a certification knowing that it contains false information is a ________ felony

False information is a Class E felony.

Think of wearing falsies… False-E’s

True/False:

The refusal to not officiate an oath or affidavit when requested is a crime.

True.
A misdemeanor crime.

Statute

A law established by an act of the legislature

Image: *Statute*

True/False:

It is essential that the person who executes an affidavit sign their name in the presence of the notary.

False.
Not essential. (Note that is says affidavit. You can always have someone sign their signature on a piece of scratch paper to verify the already-signed signature on the affidavit…)

Subjoin

To add comments or supplementary information to the end of a speech or a document.

Image: *Subjoin*

True/False:

Notaries are not allowed to certify to the authenticity of legal documents and papers required to be filed with foreign consular officers.

True.

Image: True/False:

Notaries are not allowed to certify to the authenticity of legal documents and papers required to be filed with foreign consular officers.

True/False:

A notarized photocopy can never be used as a ‘certified copy’.

True.

A notarized photocopy is still just a copy. A certified copy can only be issued by the legal custodian of the original document.

Felony (State)

A crime punishment by death or imprisonment in a state prison.

Image: *Felony* (State)

Chattel Paper

A writing or writings which evidence both an obligation to pay money and a security interest in a lease or specific goods. The agreement which creates or provides for the security interest is known as a security agreement.

Jurat

A jurat is that part of an affidavit where the notary public certifies that it was sworn to before her or him. It is not the affidavit itself.

Image: *Jurat*

Mortgage (On Real Property)

An instrument in writing, duly executed and delivered that creates a lien upon real estate as security for the payment of a specified debt, which is usually in the form of a bond.

True/False:

When an oath is administered the person taking the oath must express assent to the oath repeated by the notary by the words “I do” or some other words or gesture of like meaning. They must not be silent in response.

False.
To be a valid oath, an expression of assent must be given in some verbal form in response to the notary public. “I do,” etc. Silence, or a gesture, is not enough.

True/False:

A legal corporation can take an oath if the person doing it is a director or officer.

False.
Corporations cannot take oaths. Only natural persons.

Image: True/False:

A legal corporation can take an oath if the person doing it is a director or officer.

Proof

(in notary public terms)

The formal declaration made by a subscribing witness to the execution of an instrument setting forth her or his place of residence, that she or he knew the person described in (and who executed the instrument) and that she or he saw such person execute the instrument.

Statue of Frauds

State law which provides certain contracts must be in writing or partially complied with, in order to be enforceable at law.

Quiz:

What is the maximum a notary can charge to issue a first-time formal ‘protest’ for non-payment?

A) 75 cents
B) $3
C) No fee. It must be issued for free.
D) $2, same as an acknowledgment.
E) $60

A. 75 cents

(Subsequent protests are 10 cents each, 5 additional protests maximum. I.e., you can’t keep issuing protests for non-payments… there is a limit.)

Protest

(in notary public terms)

A formal statement in writing by a notary public, under seal, that a certain bill of exchange or promissory note was on a certain day presented for payment, or acceptance, and that such payment or acceptance was refused.

Image: *Protest*

(in notary public terms)

True/False:

The laws of the State of New York do not require the use of seals by notaries public.

True. A notary stamp or seal is just a convenience. The information in your stamp can be handwritten or typed as well.

Image: True/False:

The laws of the State of New York do not require the use of seals by notaries public.

True/False:

A member of a religious order of Satanists who goes by the name “Great Horn” may register his name as a notary public as “Great Horn” and officiate as a notary public by that name.

True.

There is a special clause in NY State notary law for religious orders, and any special names known inside their religious order. (“Sister Mary”, etc.)

Image: True/False:

A member of a religious order of Satanists who goes by the name "Great Horn" may register his name as a notary public as "Great Horn" and officiate as a notary public by that name.

Subordination Clause

A clause which permits the placing of a mortgage at a later date which takes priority over an existing mortgage.

True/False:

A notary public can take an oath, affidavit, or acknowledgement on a Sunday.

True.

(But a deposition in a Civil proceeding must never be taken on a Sunday as per State law. Criminal depositions can be taken on any day of the week… including Sunday.)

Image: True/False:

A notary public can take an oath, affidavit, or acknowledgement on a Sunday.

True/False:

An [notary public] before whom an oath or
affidavit may be taken is bound to administer the same when requested, and a refusal to do so is a misdemeanor.

True.
This is a direct quote from State Law.

The powers of the Secretary of State to appoint notaries public is under what section of New York State law?

Executive Law. (Remember this)

True/False:

Documents concerning the conveyance of real property can be in a non-English language as long as the notary understands that language, the signer can understand that language, and the oath is properly executed.

False.

If the conveyance for real property is in a non-English language there MUST be a certified English translation attached to it, or you cannot touch or it or do anything with it. The law is very strict on real property documents.

Image: True/False:

Documents concerning the conveyance of real property can be in a non-English language as long as the notary *understands that language*, the *signer* can understand that language, and the oath is properly executed.

Quiz:

misdemeanor is

a) A crime punishable by a fine
b) An offense not subject to jury trial
c) Any crime other than a felony
d) An offense not subject to federal trial

D. Any crime other than a felony.

How much does a county clerk charge to issue a Certificate of Official Character card?

$5. Note the different fees for issuing, and filing, character cards. There’s a $5 fee for issuing a card, and a $10 fee for filing one. You pay your (home) county clerk to issue you a character card, and pay the recipient county clerk to file it.

Image: How much does a county clerk charge to *issue* a Certificate of Official Character card?

Who do you write your check out to for the renewal of your notary license?

The county clerk of the county you are registered in. (The Secretary of State only gets your first application. Each subsequent renewal is done through your county clerk.)

Image: Who do you write your check out to for the renewal of your notary license?

True/False:

The New York county clerk can verify the signatures of all notaries public in the state of New York.

False.

The New York County Clerk only has records for New York County notaries… and those notaries who have filed a ‘character card’ there.

Remember: New York County is just Manhattan, not all of New York City. New York City includes Queens, Kings, Bronx, Staten Island counties as well. 5 Boroughs total.

This county clerk’s certificate verifies the authority of the notary public to act as such. What is it called?

An Authentication. The county clerk checks the signature, and verifies that the notary public is in their records and has a valid license.

Image: This county clerk's certificate verifies the authority of the notary public to act as such. What is it called?

A Department of State __________ attaches to a notarized and county-certified document, making it eligible for international use.

Apostille. (For those countries who have signed on to the Hague convention which governs the usage of an apostille. Most countries do. Canada, however, is not currently on the list.)

Image: A Department of State __________ attaches to a notarized and county-certified document, making it eligible for international use.

If you are notarizing 4 separate acknowledgements in a two-page document, what is the maximum fee you can charge?

$8. (4 x $2 each. Page count is irrelevant.)

Quiz:

What does it mean to ‘take an acknowledgement’?

a) the notary signs the document
b) the notary establishes that the person who signed the document before them is the person mentioned in the document
c) the notary receives an oath which attests to the veracity of the statements made in the document
d) the notary takes payment for the fees rendered in the notarization
e) the notary writes down a deposition for a civil proceeding, executing the affiant’s exact words and testimony

b) the notary establishes that the person who signed the document before them is the person mentioned in the document. The words “appeared before me” are often used in an acknowledgement.

Quiz:

What is an apostille?

a) A certificate that allows international usage for a document
b) A french word for an ‘acknowledgement’
c) An alternative to an oath, used as an affirmation
d) A notary public who can notarize documents for foreign use
e) The authentication of a notary signature, issued by a county clerk

a) A certificate that allows international usage for a document. (Issued by the Department of State. New York Department of State, in this case.)

True/False:

The venue for a document should always be listed in the notarial stamp.

False.

venue has nothing to do with the stamp, it is geographical location where the document was signed. You will see it on legal documents commonly as “State of New York / County of New York” at the start of the document, or near the signatures.

You must understand the word ‘venue’, and be sure the venue is clear on every document you notarize. If it isn’t clear, write it in.

Image: True/False:

The *venue* for a document should always be listed in the notarial stamp.

Quiz:

codicil is:

a) Part of a document where the affiant swears to a statement
b) Part of a document made subsequent to the initial drafting, modifying it in some respects
c) Part of a document where the venue is clearly stated
d) A deposition in a criminal case
e) A deposition in a civil case

b) Part of a document made subsequent to the initial drafting, modifying it in some respects

Swear

(in notary public terms)

This term includes every mode authorized by law for administering an oath

Image: *Swear*

(in notary public terms)

Who Commissions notaries public?
A. State Comptroller
B. County Clerks
C. Attorney General
D. Secretary of State
D. Secretary of State

The application fee for a notary public commission is?
A. $40
B. $60
C. $80
D $90
B. $60

An application for a notary public commission must be submitted to?
A. County Clerk
B. Local civil court
C. Division of Licensing Services
D. None of the above
C. Division of Licensing Services

Which of the following is correct?
An application for a notary public commission must include?
A. $45 filing fee
B. A photograph of the applicant
C. A copy of the applicant’s social security card
D. Oath of office which must be sworn and notarized
D. Oath of office which must be sworn and notarized

A “pass slip” showing that the applicant passed the notary exam must be submitted along with?
A. application for citizenship
B. application for a notary public commission
C. application for non driver state I.D.
D. None of the above.
B. application for a notary public commission

Notary public examinations are regularly scheduled?
A. throughout NYS
B. in NYC and Albany only
C. only in counties with a population of over 1,000,000
D. None of the above
A. throughout NYS

An individual who is an attorney?
A. cannot be a notary public
B. can be a notary public if admitted to practice in NYS.
C. must be a notary public in all cases
D. None of the above
B. can be a notary public if admitted to practice in NYS.

The term of a commission of a notary public is:
A. 2 years
B. 4 years
C. 5 years
D. 6 years
B. 4 years

Where are the notaries public commissioned?
A. in their county of birth
B. in their city of preference
C. in their county of residence
D. None of the above
C. in their county of residence

Which of the following is not correct?
After the Secretary of State approves an applicant for a notary public commission, he forwards the following to the appropriate county clerk?
A. the original oath of office
B. the signature of the notary public
C. the original social security card of the applicant
D. the notary public commission
C. the original social security card of the applicant

Who maintains a record of the notaries public commissions and signatures?
A. the city comptroller
B. the county clerk
C. the Chief Clerk of the Supreme Court
D. None of the above
B. the county clerk

The public may obtain a certificate of the notarial signature at the?
A. mayor’s office
B. office of the attorney general
C. county clerk’s office
D. None of the above
C. county clerk’s office

If a non-resident attorney or person becomes a notary, the oath of office and signature must be filed in the office of the county clerk of the county where?
A. the attorney passed his bar exam
B. the person or attorney live
C. the office or place of business is located in NYS
D. None of the above
C. the office or place of business is located in NYS

Acknowledgments and affidavits?
A. may not be taken over the phone
B. may be taken over the phone if the affiant is ill
C. maybe taken over the phone if the affiant is a non-resident
D. None of the above
A. may not be taken over the phone

Which of the following may be used when a person conscientiously declines to take an oath?

  1. “Do you solemnly swear that the contents of this affidavit subscribed by you is correct and true?”
  2. “Do you solemnly, sincerely and truly declare and affirm that the statements made by you are true and correct?”
    A. 1 only is correct
    B. Both 1 and 2 are correct
    C. 2 only is correct
    D. Neither 1 not 2 are correct
    C. 2 only is correct

Which of the following 4 statements is false? A notary public?
A. may not give advice on the law
B. may not ask for and get legal business to refer to a lawyer with whom he has business or receives consideration for sending the business.
C. may agree to divide his fees with a lawyer
D. may not advertise that he has powers not given to the notary by the laws under which the attorney was appointed
C. May agree to divide his fees with a lawyer

The jurisdiction of notaries public is?
A. the county of residence only
B. the county of place of business only
C. the city of residence or place of business only
D. co-extensive with the boundaries of New York State
D. co-extensive with the boundaries of New York State

Which of the following is false?
For a person to be appointed notary public he must be:
A. a citizen of the United States
B. a resident of NYS or have a place of business in NYS
C. a foreign national
D. not convicted of a felony
C. a foreign national

Which of the following appears on a notary public identification card?

  1. appointee’s name and address
  2. county and commission term
    A. 1 only
    B. 2 only
    C. Both 1 and 2
    D. Neither 1 nor 2
    C. Both 1 and 2

The commission and a certified copy or original oath of office and official signature, and $______from the application fee shall be sent by the Secretary of State to the county clerk where the appointee resides by the __ day of the following month?
A. $20…..20th
B. $10…..10th
C. $10…..20th
D. $20…..10th
D. $20…..10th

The county clerk collects a non-refundable application fee of $_____from each applicant for REAPPOINTMENT?
A. $20
B. $40
C. $60
D. $80
C. $60

Except for changes made in a notary public’s application for reappointment, the Secretary of State shall receive a fee of $_____for changing the name or address of the notary.
A. $10
B. $20
C. $30
D. $40
A. $10

The Secretary of State may issue a duplicate I.D. card to a notary to replace one that was lost, destroyed or damaged up the payment of a fee of $________.
A. $60
B. $40
C. $20
D. $10
D. $10

When the Secretary of State issues a certificate of official character, he must collect a fee of $_____.
A. $5
B. $10
C. $20
D. $30
B. $10

For each certificate of official character issued by a county clerk, the sum of $_____ shall be collected?
A. $5
B. $10
C. $20
D. $30
A. $5

The fee for certification of a notarial signature issued by a county clerk is $________?
A. $2
B. $3
C. $6
D. $10
B. $3

If a person who was removed from the office of commissioner of deeds (NYC) executes an instrument while posing as a commissioner of deeds, he shall be guilty of __?
A. a violation
B. a felony
C. a misdemeanor
D. a petty offense
C. a misdemeanor

Which of the following two choices are correct?
The following persons are eligible for the office of notary public:

  1. a commissioner of elections
  2. an inspector of elections
    A. Choice 1 only is correct
    B. Choice 2 only is correct
    C. Both choices 1 and 2 are correct
    D. Neither choice 1 nor choice 2 are correct
    C. Both choices 1 and 2 are correct

Each county clerk must designate at least _________employee(s) from his office to act as a notary public and notarize documents for the public for free.
A. one
B. two
C. three
D. four
A. one

Which of the following are eligible to be appointed notaries public?

  1. a member of the legislature
  2. a sheriff
    A. 1 only is eligible for appointment
    B. 2 only is eligible for appointment
    C. Both 1 and 2 are eligible for appointment
    D. Neither 1 nor 2 are eligible for appointment
    A. 1 only is eligible for appointment

Which of the following are correct?

  1. A notary public may be disqualified to act if he has an interest in the case.
  2. A notary public interested in a conveyance is not competent to take acknowledgment of an instrument.
    A. 1 only is correct
    B. 2 only is correct
    C. Both 1 and 2 are correct
    D. Neither 1 nor 2 are correct
    C. Both 1 and 2 are correct

Generally, a notary is entitled to a fee of $______for administering an oath or affirmation and certifying the same when required.
A. $2
B. $4
C. $5
D. $6
A. $2

Generally, a notary is entitled to $______for taking and certifying the acknowledgment or proof of execution of a written instrument (by one person). He is also entitled to $_______ for each additional person and also $______ for swearing a witness thereto.
A. $2, $4, $6
B. $2, $2, $2
C. $4, $4, $4
D. None of the above
B. $2, $2, $2

A notary public who is duly licensed as an attorney and counselor at law in NYS may in his discretion substitute the following for the words “Notary Public”.
A. Commissioner of NYS
B. Qualified Commissioner
C. Counselor at Law
D. None of the above
C. Counselor at Law

Which of the following is the best answer?
Section 142-a of the Executive Law states that an act of a notary or commissioner of deeds is valid even if:
A. the notary was not eligible to be appointed.
B. there existed a misspelling or other error made in the appointment of the notary
C. the term of the notary had expired
D. All of the above are correct
D. All of the above are correct

Which of the following three choices are correct?
The term “conveyance” includes:

  1. a written instrument by which an estate in real property is created
  2. written instrument which effects title to real property
  3. a will
    A. 1 only is correct
    B. 1 and 2 only are correct
    C. 1, 2 and 3 are all correct
    D. 2 only is correct
    B. 1 and 2 only are correct

The acknowledgment or proof within NYS of a conveyance of real property in NYS may be made AT ANY PLACE WITHIN THE STATE, before:

  1. a justice of the supreme court
  2. an official examiner of title or an official referee
  3. a notary public
    A. Only 1 and 3 are correct
    B. Only 2 and 3 are correct
    C. 1, 2 and 3 are all correct
    D. Only 3 is correct
    C. 1, 2 and 3 are all correct

An acknowledgement or proof, within NY state, of a conveyance of real property in NYS may be made WITHIN DISTRICT where the officer is authorized before:

  1. the mayor or recorder of a city
  2. commissioner of deeds, judge or clerk of any court of record
  3. county clerk or other recording officer of the county
    A. 1, 2 and 3 are correct
    B. Only 1 and 2 are correct
    C. Only 2 and 3 are correct
    D. Only 3 is correct
    A. 1, 2 and 3 are correct

Which of the following fees is not correct?
A. Filing Certificate of Official Character / $10
B. Authentication Certificate / $3
C. Protest of Note, Commercial Paper, etc. / $.75
D. Oath or Affirmation / $4
D. Oath or Affirmation / $4

Which of the following fees is not correct?
A. Appointment as Notary Public fee (total) / $60
B. Change of Name/Address / $20
C. Duplicate Identification Card / $10
D. Issuance of Certificate of Official Character / $5
B. Change of Name/Address / $20

Which of the following fees is not correct?
A. Acknowledgment (each person) / $2
B. Proof of Execution (each person) / $2
C. Swearing Witness / $2
D. Duplicate Identification Card / $20
D. Duplicate Identification Card / $20

A declaration before a duly authorized officer by a person who has executed an instrument that the execution is his act is known as _.
A. a conveyance
B. a jurat
C. an affiant
D. an acknowledgment
D. an acknowledgment

Someone appointed by a court to manage the affairs (estate) of a person who died without a will is know as _____.
A. a plaintiff
B. an affiant
C. an administrator
D. an executor
C. an administrator

A person who signs an affidavit is called ____.
A. an administrator
B. an affiant
C. a jurat
D. an executor
B. an affiant

Personal property (not real property) is also called:
A. codicil
B. apostile
C. escrow
D. chattel
D. chattel

A written instrument (except a will) used to create, transfer, surrender or assign an interest in real property is called __.
A. a conveyance
B. a deposition
C. a jurat
D. an affirmation
A. a conveyance

The authentication attached by the Department of State to a notarized document that is county-certified for possible international use is called __.
A. a lien
B. a codicil
C. an apostile
D. an affirmation
C. an apostile

A ________is an instrument attached to a will that adds to or modifies the will.
A. judgment
B. apostile
C. chattel
D. codicil
D. codicil

A(n) _ is a person who is named in a will to carry out the will’s provisions.
A. deponent
B. executor
C. jurat
D. affiant
B. executor

A crime (other than a felony) is called __.
A. a violation
B. a “C” misdemeanor
C. a petty offense
D. a misdemeanor
D. a misdemeanor

A __ is a decree of a court which declares the amount of money which one party owes to another party.
A. apostile
B. judgment
C. jurat
D. codicil
B. judgment

A __ is a claim or right to property which attaches to the specific property until a judgment (debt) is paid.
A. lien
B. conveyance
C. laches
D. chattel
A. lien

The term _____ can be used interchangeably with “affiant”.
A. litigator
B. guardian
C. deponent
D. juror
C. deponent

A verbal pledge by a person that his statements are true is known as an _.
A. aspostile
B. oath
C. authentication
D. lien
C. oath

A person who starts a civil action is called __.
A. the defendant
B. the appellant
C. the plaintiff
D. the guardian
C. the plaintiff

A written statement called ______________empowers a person to act for another person.
A. an authentication
B. an affirmation
C. an ex parte instrument
D. a power of attorney
D. a power of attorney

The statute which prescribes the period during which a civil action or criminal prosecution may be started is the _.
A. statute of frauds
B. statute of minorities
C. statute of limitations
D. None of the above
C. statute of limitations

A person who is legally in charge of the property of a minor person or legally in charge of the minor person’s property is called __.
A. a defendant
B. a juror
C. a plaintiff
D. a guardian
D. a guardian

Something of value (Example: chattel, personal services, money, etc.) given to induce someone to enter into a contract is called __.
A. a deponent
B. a will
C. an affirmation
D. consideration
D. consideration

Which of the following statements is not correct?
A. Notaries are appointed by the Secretary of State.
B. The jurisdiction of notaries is the entire New York State.
C. Notaries are appointed for a 2 year term.
D. Notaries at time of appointment must be U.S. citizens
C. Notaries are appointed for a 2 year term

A non-resident of NYS who accepts the office of NYS notary appoints the _______________as the person on whom process can be served in his behalf.
A. State Comptroller
B. Governor
C. Lieutenant Governor
D. Secretary of State
D. Secretary of State

Which of the following choices is false?
The Secretary of State must satisfy himself that notary public applicants:
A. are of good moral character
B. have the equivalent of a common school education
C. are familiar with duties and responsibilities of notaries public.
D. have a college education
D. have a college education

Which of the following choices is false?
No person can be appointed a notary public if he has been convicted of any of the following:
A. illegally using, carrying or possessing a pistol.
B. making or possessing burglar’s instruments.
C. entry of a building
D. aiding escape from prison
C. entry of a building

Notary public applicants must submit to ______________the application, oath of office, and their signature.
A. clerk of court
B. Secretary of State
C. State Comptroller
D. Attorney General of NYS
B. Secretary of State

The Secretary of State shall receive a non-refundable application fee of $____from applicants for appointment.
A. $20
B. $40
C. $60
D. $90
C. $60

A notary public I.D. card must indicate the appointee’s name, address, county and __.
A. social security number
B. commission term
C. date of birth
D. gender
B. commission term

Which of the following choices is false?
The Secretary of State must submit to the county clerk where the appointee resides the following:
A. the commission, duly dated
B. certified copy or original oath of office
C. the official signature
D. $30 apportioned from the application fee
D. $30 apportioned from the application fee

Applicants for reappointment shall submit to __________their application and oath of office and $60 fee.
A. the clerk of court
B. the Secretary of State
C. the county clerk
D. Attorney General
B. the county clerk

Which of the following choices is the best answer?
An instrument with an authentication of the notarial signature shall:
A. be entitled to be read into evidence
B. be entitled to be recorded in any county of NYS
C. both A and B
D. Neither A nor B
C. both A and B

A person removed from office of notary public who signs or executes an instrument as notary is guilty of __
A. a violation
B. a misdemeanor
C. a felony
D. an “A” felony
B. a misdemeanor

Which of the following choices if false?
A notary public is authorized to:
A. administer oaths and affirmations
B. take affidavits and depositions
C. receive and certify acknowledgments or proofs of deeds
D. act as a sheriff
D. act as a sheriff

Generally, a notary public is entitled to the following fee for administering an oath and certifying the same:
A. $2
B. $4
C. $6
D. $12
A. $2

Which of the following is not correct?
A notary public shall print, write or stamp beneath his signature in black ink:
A. his name
B. the words “Notary Public State of New York”
C. the name of the county in which he originally qualified
D. his date of birth
D. his date of birth

Which of the following statements is false?
Acknowledgment or proof within NYS of a conveyance of real property situated in NYS may be made anywhere in NYS before:
A. a justice of the supreme court
B. an official examiner of title
C. a notary public
D. any municipal official
D. any municipal official

An acknowledgment WITHIN A DISTRICT where an office is authorized to perform his official duties may be made before:
A. a judge, clerk of court, or may or recorder of a city only
B. surrogate, special surrogate, or special county judge only
C. county clerk or other recording officer of a county only
D. A, B and C are all correct
D. A, B and C are all correct

Choose the best answer:
An acknowledgment shall not be taken by any officer unless he knows or has satisfactory evidence that:
A. the person making it is the person described
B. the person is the person who executed such instrument
C. Neither A nor B are correct
D. Both A and B are correct
D. Both A and B are correct

Which of the following choices would be correct fill-ins in the following:
“On the _ day of _ in the year _.”
A. Wednesday…week…2009
B. afternoon…April…2009
C. 6th…June…2009
D. last…the month…2008
C. 6th…June…2009

Which of the following choices is most correct?
When authorized, a notary public shall be present when a safe deposit box is opened by the lessor. The notary public shall file with the lessor a certificate which states:
A. the date of the opening of the safe deposit box
B. a list of the contents
C. Both A and B are correct
D. Neither A nor B are correct
C. Both A and B are correct

A person who violates the provisions of Judiciary Law 484 (Practicing as an attorney) shall be guilty of __.
A. a violation
B. a misdemeanor
C. An “E” felony
D. a “B” felony
B. a misdemeanor

Which of the following statements is false?
An officer is not entitled to a fee for administering an oath to:
A. a teacher or college professor
B. a member of the legislature
C. to any military officer
D. to an inspector of elections
A. a teacher or college professor

Which of the following choices is the best answer?
A notary may be removed from office for:
A. practicing fraud or deceit
B. making a misstatement of a material fact in the application for appointment
C. Both A and B are correct
D. Neither A nor B are correct
C. Both A and B are correct

A notary public in exercising his powers under this article must in addition to the venue and signature print, typewrite, or stamp beneath his signature in __________ink, his name, the words “Notary Public State of New York,” the name of the county in which he originally qualified and date upon which his commission expires.
A. blue (only)
B. black (only)
C. black or blue
D. black, blue or green
B. black (only)

Who are notaries public commissioned by?
The Secretary of State

To whom is an application submitted to become a notary public?
The Division of Licensing Services.

How much is an application to become a notary public?
$60.

What is included in the application to become a notary public?
An oath of office, duly executed before any person authorized to administer an oath, together with their signature.

What must also be included in the application to become a notary public?
A pass slip indicating they have taken and passed the exam.

How long is the term of commission as a notary public?
4 years

Where are notary publics commissioned?
In their counties of residence.

Where can the public verify the official signature of a notary?
The county clerk’s office.

When is authentication of a notary’s signature obtained?
When a document will be used outside the State.

What should notaries do when they expect to sign documents regularly in counties other than their residence?
File a certificate of official character with other New York state county clerks.

Which nonresidents may be allowed to be a notary in a state?
Attorneys who maintain law offices within the State, and others who have offices or places of business in NYS.

Where must the oath of office and signature be filed for an out-of-state resident who is a notary?
The office of the county clerk of the county in which the office or place of business is located.

When is taking an acknowledgment and affidavit illegal?
Without the actual, personal appearance of the individual, (i.e. over the phone or otherwise).

What are the simplest forms in which an oath may be lawfully administered?
Do you solemnly swear that the contents of this affidavit subscribed by you is correct and true?

What is another way to affirm for those who decline taking an oath?
Do you solemnly, sincerely and truly declare and affirm that the statements made by you are true and correct?

What is the is one (1st) thing a notary public may not do? hint: A
Give advice on the law (i.e. cannot draw legal papers like wills, deeds, bills of sale, etc)

What is another (2nd) thing a notary public may not do? hint: B
Ask for and get legal business to send to a lawyer with whom they have any business connection

What is another (3rd) thing a notary public may not do? hint: D
Divide or agree to divide their fees with a lawyer or accept any part of a lawyer’s fee on any legal business.

What is another (4th) thing a notary public may not do? hint: A
Advertise in or circulate in any paper or advertisement that they have any powers or rights not given to the notary by the laws under which the notary was appointed.

Is an acknowledgment of the execution of a will the equivalent of an attestation clause accompanying a will?
No.

At the time of a notary publics appointment, what must they be?
A citizen of the US & a resident of NYS or have an office or place of business in NYS.

After being commissioned, what does a notary public receive?
An identification card indicating the appointee’s name, address, county & commission term.

How much does it cost to change the name or the address of a notary public?
$10.

How much does it cost to have issued a duplicate identification lost (to replace one that was lost, destroyed or damaged)?
$10.

Where can a notary public file his autograph signature and certificate of official character?
In the office of any county clerk of any county in the STate.

How much does it cost to submit a certificate of official character?
$10 to the State, $10 to the county clerk, $5 for each certificate issued to the county clerk.

What costs $3?
Certification of notarial signatures.

Who cannot be a notary public?
Any person removed from office as a commissioner of deeds for the City of New York. Acting as a notary may be deemed a misdemeanor.

Is a commissioner of elections or inspector eligible for the office of notary public?
Yes.

Who cannot be a notary public (2)? hint: army
Those convicted of a violation of the selective draft act, or of the federal selective training and service act.

Who does not have to pay an exam or application fee to be a notary public?
They who have been designated from the county clerk’s office.

Can a member of the legislature be appointed a notary public?
Yes.

Can sheriffs be notaries public?
No.

When are notaries disqualified to act?
When they have an interest in the case.

What can the signature and seal of a county clerk be?
A facsimile, printed, stamped, photographed or engraved.

Can a notary public take the acknowledgment or proof of any party to a written instrument executed by a corporation they are employed by or have direct ties to?
Yes unless they are a party executing the instrument.

What defects cannot be deemed invalid? 1-3

  1. ineligibility of the notary public or commissioner of deeds to be appointed or commissioned as such.
  2. misnomer or misspelling of name or other error made in his appointment or commission.
  3. omission of the notary public/commissioner of deeds to take or file his official oath or otherwise qualify.

What defects cannot be deemed invalid? 4-6

  1. expiration of his term, commission or appointment
  2. vacating of his office by change of his residence, by acceptance of another public office, or by other action on his part
  3. the fact that the action was taken outside the jurisdiction where the notary public or commissioner of deeds was authorized to act.

When can the defects not be deemed invalid?
After six months from the date of the official certificate.

What does conveyance include?
Every written instrument by which any estate or interest in real property is created, transferred, mortgaged or assigned, or by which the title to any real property may be affected, including an instrument in execution of power, although the power be one of revocation only, and an instrument postponing or subordinating a mortgage lien.

What does conveyance not include?
A will, a lease for a term not exceeding three years, an executory contract for the sale or purchase of lands, an instrument containing a power to convey real property as the agent or attorney for the owner of such property.

Where can the acknowledgment or proof of a conveyance of real property be made, within the state?
Before a justice of the supreme court, an official examiner of title, an official referee, or a notary public.

Where can the acknowledgment or proof of a conveyance of real property be made, within the district wherein such officer is authorized to perform?
Before a judge or clerk of any court of record, a commissioner of deeds outside of NYC, or w/in the 5 counties of NYC, the mayor or recorder of a city, a surrogate, special surrogate or special county judge, or the county clerk or other recording officer of a county.

Where can the acknowledgment or proof, within the county containing the town in which the notary is authorized, of a conveyance of real property be made?
Before a justice of the peace, town councilman, village police justice or a judge of any court of inferior local jurisdiction.

What must a person taking the acknowledgment or proof of a conveyance do?
They must endorse or attach a signed certificate, stating all the matter required to be done, known, or proved by the acknowledgment or proof.

Where can a notary public administer oaths or take affidavits?
Anywhere in the state.

When can a safe deposit box be opened?
In the presence of a notary public, at least 30 days after giving proper notice to the lessee.

Can a notary public solemnize marriages?
No, nor take the acknowledgment of parties and witnesses to the contract of marriage.

Can an NP administer the oath of a public officer?
Yes.

What is the maximum sentence for a class D felony?
7 years

what is the maximum sentence for a class E felony?
4 years.

What is the maximum sentence for a class A misdemeanor?
1 year

The formal declaration before a duly authorized officer by a person who has executed an instrument that such execution is his act and deed.
Acknowledgment

A person appointed by the court to manage the estate of a deceased person who left no will.
Administrator

The person who makes and subscribes his signature to an affidavit.
Affiant.

A signed statement, duly sworn to, by the maker thereof, before a notary public or other officer.
Affidavit.

What is the difference between an acknowledgment and an affidavit?
An acknowledgment, the notary public certifies as to the identity and execution of a document; the affidavit involves the administration of an oath to the affiant.

A solemn declaration made by persons who conscientiously decline taking an oath.
An affirmation

Department of State authentication attached to a notarized and county-certified document for possible international use.
Apostile

To witness the execution of a written instrument, at the request of the person who makes it, and subscribe the same as a witness.
Attest

The clause wherein the witness certify that the instrument has been executed before them, and the manner of the execution of the same.
Attestation clause.

A certificate subjoined by a county clerk to any certificate of proof or acknowledgment or oath signed by a notary.
Authentication (Notarial)

A written instrument given to pass title of personal property from vendor to vendee.
Bill of sale

A duplicate of a public record signed and identified as a true duplicate by the public official having custody of the original.
Certified copy.

Personal property, such as household goods or fixtures.
Chattel

A writing or writings which evidence both an obligation to pay money & security interest in a lease or specific goods. The agreement which creates or provides for the security interest is known as a security agreement.
Chattel paper

An instrument made subsequent to a will and modifying it in some respects.
Codicil

Anything of value given to induce entering into a contract; it may be money, personal services, or even love and affection.
Consideration

Behavior disrespectful of the authority of a court which disrupts the execution of court orders.
Contempt of court

An agreement between competent parties to do or not to do certain things for a legal consideration, whereby each party acquires a right to what the other possesses.
Contract

Every instrument, in writing, except a will, by which any estate or interest in real property is created, transferred, assigned or surrendered.
Conveyance (Deed).

One who makes oath to a written statement
Deponent

The testimony of a witness taken out of court or other hearing proceeding, under oath or by affirmation, before a notary public or other person, officer, or commissioner before whom such testimony is authorized by law to be taken, which is intended to be used at the trial or hearing.
Deposition

Unlawful constraint exercised upon a person whereby he is forced to do
some act against his will
Duress

The placing of an instrument in the hands of a person as a depository who
on the happening of a designated event, is to deliver the instrument to a
third person. This agreement, once established, should be unalterable.
Escrow

One named in a will to carry out the provisions of the will.
Executor

A hearing or examination in the presence of, or on papers filed by, one
party and in the absence of the other.
Ex Parte

A crime punishable by death or imprisonment in a state prison.
Felony

A person in charge of a minor’s person or property.
Guardian

Decree of a court declaring that one individual is indebted to another and
fixing the amount of such indebtedness.
Judgment

part of an affidavit where the officer (notary public) certifies
that it was sworn to before him. It is not the affidavit.
Jurat

The delay or negligence in asserting one’s legal rights
Laches

A contract whereby, for a consideration, usually termed rent, one who is
entitled to the possession of real property transfers such right to another
for life, for a term of years or at will.
Lease

A legal right or claim upon a specific property which attaches to the
property until a debt is satisfied.
Lien

The act of carrying on a lawsuit.
Litigation

Any crime other than a felony.
Misdemeanor

An instrument in writing, duly executed and delivered that creates a lien
upon real estate as security for the payment of a specified debt, which is
usually in the form of a bond.
Mortgage on real property

A public officer who executes acknowledgments of deeds or writings in
order to render them available as evidence of the facts therein contained;
administers oaths and affirmation as to the truth of statements contained in
papers or documents requiring the administration of an oath.
Notary public

A verbal pledge given by the person taking it that his statements are made
under an immediate sense of this responsibility to God, who will punish
the affiant if the statements are false.
Oath

A person who starts a suit or brings an action against another.
Plaintiff

A written statement by an individual giving another person the power to
act for him.
Power of Attorney

The formal declaration made by a subscribing witness to the execution of
an instrument setting forth his place of residence, that he knew the person
described in and who executed the instrument and that he saw such person
execute such instrument.
Proof

A formal statement in writing by a notary public, under seal, that a certain
bill of exchange or promissory note was on a certain day presented for
payment, or acceptance, and that such payment or acceptance was refused.
Protest

It is no longer required to be used by a notary public.
Seal

What shall the signature of the notary public include?
The name he was appointed, the venue, and Notary PUblic State of new york, the county in which he was qualified and the date upon which his comission expires.

A law established by an act of the legislature
Statute

State law which provides that certain contracts must be in writing or
partially complied with, in order to be enforceable at law.
Statute of Frauds

A law that limits the time within which a criminal prosecution or a civil
action must be started.
Statute of limitations

A clause which permits the placing of a mortgage at a later date which
takes priority over an existing mortgage.
Subordination clause

A notary public may administer an oath or take an affidavit or
acknowledgment on this day. However, a deposition cannot be taken on
this day in a civil proceeding.
Sunday

This term includes every mode authorized by law for administering an
oath.
Swear

The act of the person named in an instrument telling the notary public that he is the person named in the instrument and identifying that he executed such instrument; also includes the act of the notary public in obtaining satisfactory evidence of the identity of the person.
Taking an acknowledgment

The geographical place where a notary public takes an affidavit or
acknowledgment
Venue

The disposition of one’s property to take effect after death.
Will

How much does it cost for a protest of note, commercial paper, etc?
.75$

How much is an oath or affirmation, acknowledgment, proof of execution, or swearing of a witness?
$2

An affirmation is the legal equivalent of, and equally binding as:
a) An oath
b) An acknowledgment.
c) A certification.
d) An attestation.
a) An oath

(An affirmation is the legal equivalent of an oath and can be used in executing affidavits, swearing in witnesses, administering an oath of office, etc.)

The Secretary of State’s authentication attached to a notarized and county-certified document, for possible international use, is called a(n):
a) Conveyance.
b) Annotation.
c) Apostille.
d) Codicil.
c) Apostille

(The procedure for an apostille is, briefly: the constituent takes a notarized document to the county clerk where the notary is qualified. A certification is attached. The documents are then forwarded to the Secretary of State, who issues the apostille for a specific country.)

  1. Which of the following is NOT necessarily part of an acknowledgment?
    a) Positive identification.
    b) Personal appearance.
    c) The document being signed in front of the notary.
    d) The document being signed willingly.
    c) The document being signed in front of the notary.

(A document with an acknowledgment, unlike an affidavit, may be signed by the constituent and brought to the notary, but the notary must ask, “Is this your signature?” to confirm.)

Which of the following best describes the jurisdiction of a notary public?
a) Nationwide.
b) The State of New York.
c) The county where the notary is qualified.
d) The State of New York except the five boroughs of New York City.
b) The State of New York.

(We may officiate anywhere within the 62 counties of New York State.)

An affirmation is the legal equivalent of, and equally binding as:
a) An attestation.
b) An acknowledgment.
c) An oath.
d) A certification.
c) An oath.

(An affirmation is the legal equivalent of an oath and can be used in executing affidavits, swearing in witnesses, administering an oath of office, etc.)

Which of the following means the act of signing as a witness?
a) Attest.
b) Subscribe.
c) Protest.
d) Acknowledge.
a) Attest.

(To attest is simply to subscribe as a witness. The act is known as attestation.)

An affiant is:
a) The defendant in a criminal proceeding.
b) The plaintiff in a civil proceeding.
c) The maker of an affidavit.
d) The notary taking an affidavit.
The affiant is the maker of an affidavit. He or she solemnly swears or affirms that the conditions stated in the document are true.
c) The maker of an affidavit.

(The affiant is the maker of an affidavit. He or she solemnly swears or affirms that the conditions stated in the document are true.)

In order to become a notary, a candidate must possess a common school education. This means he or she has completed the:
a) 9th grade.
b) 6th grade.
c) 12th grade.
d) 8th grade.
b) 6th grade.

(Reading and writing at the 6th grade level or higher is required.)

The term of imprisonment for a Class D Felony is how long?
a) 10 years.
b) 2 years.
c) 1 year.
d) 3 to 7 years.
d) 3 to 7 years.

(For a Class D Felony: jail time not less than three years, but not to exceed seven years. An example is Forgery in the Second Degree, when a person alters a document with the intent to defraud another person.)

Who is exempt from taking the New York State notary examination, but must still pay the $60 fee?
a) Mayors.
b) County Clerks.
c) Inspectors of Elections.
d) Attorneys.
d) Attorneys

(Attorneys are exempt from testing requirements, but must submit their application and $60 fee.)

The power to remove or suspend a notary rests with the:
a) County Clerk.
b) Attorney General.
c) Governor.
d) Secretary of State.
d) Secretary of State.
The Secretary of State may remove or suspend, just as he or she appoints, notaries public in New York State

What is the allowable fee for taking an acknowledgment by one person?
a) $1.00.
b) $2.00.
c) $5.00.
d) $3.00.
b) $2.00.
(The allowable fee for this service is $2.00 per signature.)

. How much may a notary charge for taking an affidavit sworn to by two individuals?
a) $10.00.
b) $4.00.
c) $6.00.
d) $2.00.
b) $4.00. >> CORRECT!
(Two dollars multiplied by two equals $4.00.)

Who appoints New York notaries?
a) County Clerk.
b) Secretary of State.
c) Governor.
d) Federal Government.
b) Secretary of State.
(Notaries are appointed by the Secretary of State through the power vested in the Secretary by state law.)

Notaries are authorized to take depositions in civil proceedings by
a) Election Law.
b) Executive Law.
c) Penal Law.
d) Civil Practice Law and Rules.
d) Civil Practice Law and Rules.
(The correct response is “Civil Practice Law and Rules”. Specifically, Rule 3113.)

A non-resident New York notary may
a) Not take acknowledgments on deeds to real property.
b) Not administer affidavits.
c) Do anything a New York resident notary may do.
d) Not administer oaths of office.
c) Do anything a New York resident notary may do.
(Non-resident notaries are those living outside the state who maintain a place of business within the state.)

A notary may charge 75 cents for
a) Executing a protest.
b) Swearing in a witness.
c) Signing an acknowledgment.
d) Taking a deposition.
a) Executing a protest.
(The fees for protesting negotiable instruments are 75 cents plus 10 cents per notice of protest, not to exceed 5 notices.)

A notary vacates his office when he:
a) Becomes a notary in another state.
b) Is a non-resident notary moving his office from within this state to another state. c) Is a New York resident notary changing his residence to another county within the state.
d) Is a non-resident notary moving his office from one county to another within the state.
b) Is a non-resident notary moving his office from within this state to another state.

(A notary must reside within the state, or keep a place of business within the state, or both, to remain a commissioned notary.)

Which of the following acts may a notary public NOT perform on a Sunday?
a) Taking a deposition in a civil court proceeding.
b) Taking an affidavit.
c) Administering an oath of office.
d) Taking an acknowledgment.
a) Taking a deposition in a civil court proceeding. (Because of procedural rules, depositions may not be taken in civil court proceedings on Sundays. If taken, the deposition is inadmissible in court.)

The person named in a will to administer the estate of the deceased is known as:
a) Surrogate.
b) Administrator.
c) Executor.
d) Attorney.
c) Executor.
(The Executor is specifically named in a will.)

Which of the following is NOT an official notarial act?
a) Performing marriages.
b) Administering oaths of office.
c) Safe deposit box inventories.
d) Taking acknowledgments.
a) Performing marriages.
(New York notaries do not perform or solemnize marriages.)

In the Statement of Venue, the County is the:
a) The place where the notarial act is being performed.
b) The county where the notary is qualified.
c) Location of the subject property being sold or refinanced.
d) The county where the constituent resides.
a) The place where the notarial act is being performed.
(The venue is where you are meeting with the constituent right now at the moment of completing the certificate.)

The Secretary of State is empowered to appoint and remove notaries under which body of state law?
a) Real Property Law.
b) Judiciary Law.
c) Public Officers Law.
d) Executive Law.
d) Executive Law.
(Among the various bodies of law pertaining to notaries, Executive Law sets forth the terms of appointment.)

Which of the following is NOT part of an affidavit?
a) The jurat.
b) The notary guarantees the truthfulness of the statements that are sworn to.
c) Personal appearance.
d) Signing in front of the notary.
b) The notary guarantees the truthfulness of the statements that are sworn to.
(As notaries, we do not verify the truthfulness of the allegations or conditions by checking the facts, but rather the consitituent solemnly swears or affirms the contents of the document to be true.)

Upon expiration, a notary’s 4-year commission may be renewed:
a) By filing an application with the Attorney General.
b) No later than 3 months from the commission expiration date.
c) Within 6 months without re-taking the exam.
d) Within 6 months without re-taking the exam, only if the notary was serving in the military when the commission expired.
c) Within 6 months without re-taking the exam.
(The “grace period” for submitting your application for reappointment is 6 months; or, 12 months if serving in the military.)

A notary vacates his office when he:
a) Becomes a notary in another state.
b) Is a non-resident notary moving his office from one county to another within the state.
c) Is a non-resident notary moving his office from within this state to another state.
d) Is a New York resident notary changing his residence to another county within the state.
c) Is a non-resident notary moving his office from within this state to another state.

(A notary must reside within the state, or keep a place of business within the state, or both, to remain a commissioned notary.)

The Secretary of State’s authentication attached to a notarized and county-certified document, for possible international use, is called a(n):
a) Conveyance.
b) Codicil.
c) Annotation.
d) Apostille.
d) Apostille.
(The procedure for an apostille is, briefly: the constituent takes a notarized document to the county clerk where the notary is qualified. A certification is attached. The documents are then forwarded to the Secretary of State, who issues the apostille for a specific country.)

The part of a document that certifies that the notary observed the signing of a document with language such as, “Signed and sworn to before me…” is called the
a) Acknowledgment.
b) Caption.
c) Venue.
d) Jurat.
d) Jurat.
(The jurat serves the function described. Failure to include the words, “Sworn to” may void the document.)

The minimum age for appointment as a notary public is:
a) 19.
b) 16.
c) 21.
d) 18.
d) 18.
The minimum age is 18 years.

In which of the following situations should you refuse to provide notarial services?
a) When presented with a deed to real property.
b) When executing a mortgage for a neighbor.
c) When the subject property is not located within New York State.
d) When presented with an affidavit with a back-dated jurat.
d) When presented with an affidavit with a back-dated jurat.
(Back dating is not permitted.)

Which of the following is required by law when completing an official certificate?
a) The notary’s rubber stamp.
b) Gold foil seal.
c) A raised seal.
d) Black ink.
d) Black ink.
(Black ink is required.)

Which of the following acts may a notary public NOT perform on a Sunday?
a) Taking an affidavit.
b) Taking an acknowledgment.
c) Administering an oath of office.
d) Taking a deposition in a civil court proceeding.
d) Taking a deposition in a civil court proceeding.

(Because of procedural rules, depositions may not be taken in civil court proceedings on Sundays. If taken, the deposition is inadmissible in court.)

When presented with a document that is said to be a will, the notary:
a) Notarize the document using a raised seal if available.
b) Should refer the constituent to a more experienced notary, if in doubt.
c) Should decline and refer the constituent to an attorney.
d) Should proceed to take an acknowledgment.
c) Should decline and refer the constituent to an attorney.
(Beware of anyone who comes to you with a homemade will, and refer them to counsel.)

In the Statement of Venue, the County is the:
a) Location of the subject property being sold or refinanced.
b) The county where the notary is qualified.
c) The county where the constituent resides.
d) The place where the notarial act is being performed.
d) The place where the notarial act is being performed.

(The venue is where you are meeting with the constituent right now at the moment of completing the certificate.)

In which of the following situations should you refuse to officiate?
a) When the constituent’s form of identification, such as a driver license, is from out of state.
b) When the constituent refuses to appear before you in person.
c) When the amount of a mortgage loan transaction is in excess of $417,000.
d) When you do not personally know the constituent.
b) When the constituent refuses to appear before you in person.
(Personal appearance is necessary. Notarizations cannot be done over the telephone or by videoconferencing.)

Notaries are required to use seals:
a) At all times.
b) Upon request by the constituent.
c) At no time.
d) When specifically required by Executive Law.
c) At no time.

(While the use of a stamp or seal is not strictly required by law, it is customary.
John A. Doe
Notary Public, State of New York
Qualified in Home County
My Commission Expires 01-22-2015)

Which of the following acts may a notary public NOT perform on a Sunday?
a) Taking a deposition in a civil court proceeding.
b) Taking an affidavit.
c) Taking an acknowledgment.
d) Administering an oath of office.
Because of procedural rules, depositions may not be taken in civil court proceedings on Sundays. If taken, the deposition is inadmissible in court.

  1. A notary vacates his office when he:
    a) Is a non-resident notary moving his office from within this state to another state.
    b) Is a New York resident notary changing his residence to another county within the state.
    c) Is a non-resident notary moving his office from one county to another within the state.
    d) Becomes a notary in another state.
    a) Is a non-resident notary moving his office from within this state to another state.

(A notary must reside within the state, or keep a place of business within the state, or both, to remain a commissioned notary.)

The person giving testimony in a deposition is known as:
a) Witness.
b) Deponent.
c) Depositor.
d) Proponent.
b) Deponent.
(The deponent is the maker of a deposition.)

Upon expiration, a notary’s 4-year commission may be renewed:
a) By filing an application with the Attorney General.
b) Within 6 months without re-taking the exam, only if the notary was serving in the military when the commission expired.
c) No later than 3 months from the commission expiration date.
d) Within 6 months without re-taking the exam.
d) Within 6 months without re-taking the exam.
(The “grace period” for submitting your application for reappointment is 6 months; or, 12 months if serving in the military.)

The procedure for taking an affidavit is different from taking an acknowledgment in that:
a) There is no difference.
b) It involves an oath or affirmation.
c) The constituent’s appearance must be voluntary.
d) It involves positively identifying the signers.
The terms “oath” and “affirmation” are associated with affidavits.
d) It involves positively identifying the signers.
(The terms “oath” and “affirmation” are associated with affidavits.)

If a Notary refuses to notarize an affidavit presented for NY notary Mobile services. What is the potential maximum jail sentence?

One Year

The notary certificate of a witness to the execution of a real estate conveyance is called:

Proof Certificate

Which of the following is in the requirements to become a Notary Public in New York?

Be at least 18 years old, No special education or common school level, and be a resident/qualified non-resident resident

If a Notary moves to another state but still works in NYS he/she:

Is still a qualified non-resident resident

Which of the following are errors a notary can make that will not make the foregoing instrument get unrecorded?

If the notary public was purporting to be a notary but was not licensed, if the notary public commission was expired, and if a New York notary notarizes in another state

If your neighbor you know asks you to notarize an affidavit you must?

Administer an Oath and fill out the Jurat

What is the name of the location where the Notary notarizes something?

Venue

Which of the following activities may a non-attorney Notary perform?

Administer and oath of office for a military officer

What is the county clerk fee for a certificate of Official Character?

$5.00

Which of the following acts can be performed by a Notary Public on Sunday?

Affidavit

What is every instrument in writing, except a will that transfers real estate interests?

Conveyance

Latin name for the words, “Sworn to before me this _______ day of ______.”

Jurat

What is a NYS Notary Public Conflict of interest?

legal consideration

A deponent is?

Someone ordered to a hearing out of court called a deposition

What is the notary fee for a protest of non-payment?

.75 cents for the first one and .10 cents thereafter limit of 5

What is the name of what a Notary places below the Notary Signature?

Statement of Authority

Who approves the appointment of a Notary Public?

Secretary of State

What is the fee for changing name for marriage purposes and updating the State?

Free for anyone changing names for marriage purposes

Who must be with a bank employee to witness the terminated lease opening of a an abandoned safety deposit box?

A Notary Public

Who can translate a deed into another language to be filed in a NY County Clerk?

Translator with certificate of designation by the county judge

What can happen to a notary for doing something illegal or with malfeasance?

Can be summoned to a NYS tribunal hearing for license revocation, can go to criminal court as a defendant, and can be sued for $$ damages in Civil Court

What do the two witnesses to a will sign?

Attestation clauses

What is chattel?

Personal property, such as household goods or fixtures.

Who issues certificates involved in various Notary Public procedures?

The county clerks offices, the secretary of states offices and the notary public

What is an executor?

One named in a will to carry out the provisions of the will.

What is the fee charged to a person for an affidavit at the County Clerks Office?

Notary services are free during normal business hours

What is the maximum jail sentence for a class D Felony?

7 years

What is the maximum sentence for a class A misdemeanor?

1 year

What is the maximum sentence for a class E Felony?

4 years

What is the mandatory sentence for a class D felony conviction?

3 years

What is the sentence for Class 2X Felonies?

There is no 2X felony.

What is an apostle?

Something certified for international use.

Where is the Notary Public Law located?

The Public Officer’s Law aka Notary Public License law

What was completed by a County Clerk when issuing an “Authentication Certificate” and charging a $3.00 fee?

Verified the notary public signature is authentic

Which of the following is “Professional Misconduct”?

When a notary does something while aware it is not procedurally correct and notarizing knowing there is a fake ID involved

Which of the following people can hold the office of Notary Public?

A convicted felon

Can a Notary who is also an officer of a corporation notarize for her own corp.?

Yes for employees and fellow corporate officers, and only if she is not a party to the instrument individually as a Co. Rep

Who has some limited rights to practice law as a non-attorney?

Law students after 2 semesters and have not failed bar exam 2 times, Prevention of cruelty officers and you practicing law for yourself only

What is required for an indictment for perjury on an affidavit?

Affiant saying “I do” or words of like meaning after the oath is read

What is laches?

The delay or negligence in asserting one’s rights in court.

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